The recent U.S. Supreme Court ruling extending Sarbanes-Oxley whistleblower protection to private contractors of publicly-traded companies has some attorneys concerned about the lack of any limiting principle.
Read More »Tag Archives: Sarbanes-Oxley Act
Law firms respond to ‘white-hot’ practice area
Two years after the “bounty” provisions of the Dodd-Frank Act on financial reforms took effect, whistleblower matters remain a sizzling growth area for lawyers in employment or finance and securities practice areas — or, as is increasingly common, on a law firm interdisciplinary team that harnesses expertise from both fields.
Read More »Bill would bar insurance coverage for civil penalties
Legislation that would prohibit officers, directors and employees from buying insurance to prevent them from personally paying compensation clawbacks or civil penalties for harmful actions they commit has been introduced in the House.
Read More »Commentary: Understanding whistleblower bounty rules is critical
If you want something done right, get someone else to do it. That seems to be the federal government’s mantra of late with respect to enforcement of the securities laws.
Read More »10-1762 & 10-2230 U.S. v. Johnson
Sarbanes-Oxley Act Destroying documents
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