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Securities Digest

Jun 23, 2014

Securities – misrepresentation — presumption of reliance

13-317 Halliburton Co. v. Erica P. John Fund Inc.

May 2, 2014

Securities — sanctions

13-2896 Birkelbach v. SEC

Mar 4, 2014

Securities — whistleblower protection

12-3 Lawson v. FMR LLC

Feb 26, 2014

Securities — SLUSA

12-79, 12-86 & 12-88 Chadbourne & Parke LLP v. Troice

Jul 22, 2013

Securities; Insider trading; summary judgment

12-2860 SEC v. Bauer

May 30, 2013

Securities — precious metals

12-3372 CFTC v. Worth Bullion Group Inc.

Mar 1, 2013

Securities — sanctions

12-3308 SEC v. First Choice Management Services, Inc.

Feb 27, 2013

Securities — securities fraud — materiality

11-1085 Amgen Inc. v. Connecticut Retirement Plans & Trust Funds

Nov 30, 2012

Securities — Ponzi schemes

12-1285 SEC v. Huber

May 21, 2012

Securities — securities fraud

United States Court of Appeals For the Seventh Circuit Civil Securities — securities fraud A complaint alleging securities fraud by a medical device manufacturer was properly dismissed where the manufacturer claimed the high failure rate was due to surgeon error rather than product defect. “Corporate executives who know that one group of surgeons experiences success, […]

Mar 26, 2012

Securities — statute of limitations

10-1261 Credit Suisse Securities (USA), LLC, v. Simmonds

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