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Sarbanes-Oxley Act

Mar 11, 2014

Sarbanes-Oxley whistleblower ruling leaves gap for courts, Congress

The recent U.S. Supreme Court ruling extending Sarbanes-Oxley whistleblower protection to private contractors of publicly-traded companies has some attorneys concerned about the lack of any limiting principle.

Aug 26, 2013

Law firms respond to ‘white-hot’ practice area

Two years after the “bounty” provisions of the Dodd-Frank Act on financial reforms took effect, whistleblower matters remain a sizzling growth area for lawyers in employment or finance and securities practice areas — or, as is increasingly common, on a law firm interdisciplinary team that harnesses expertise from both fields.

Jun 5, 2012

Bill would bar insurance coverage for civil penalties

Legislation that would prohibit officers, directors and employees from buying insurance to prevent them from personally paying compensation clawbacks or civil penalties for harmful actions they commit has been introduced in the House.

Oct 10, 2011

Commentary: Understanding whistleblower bounty rules is critical

If you want something done right, get someone else to do it. That seems to be the federal government’s mantra of late with respect to enforcement of the securities laws.

Aug 11, 2011

10-1762 & 10-2230 U.S. v. Johnson

Sarbanes-Oxley Act Destroying documents

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